“Ice
Formation Processes in Upper Tropospheric Conditions”*
*Sponsored by the National Science Foundation
(NSF-ATM9632917 and NSF-ATM0071321). Much of the material on this page has been
reproduced from annual and final reports on these grants. Additionally, we fold
in some results from related research supported by the now defunct NASA
Atmospheric Effects of Aviation Program (ice formation by carbonaceous aerosol
particles). Any conclusions given here are those of the author (Paul J.
DeMott).
A scientifically sound assessment of the potential that global change effects may have on the earth’s climate must include information about ice formation in tropospheric clouds. Presently, cloud properties and their feedbacks provide some of the greatest uncertainties in understanding the forcing of global climate and predictions of climate change. Our laboratory is involved in ongoing studies to investigate ice formation processes by aerosol particles of representative compositions in conditions typical of the cold regions of the troposphere. These studies are trying to gain information about the indirect effects of aerosols on cold clouds through homogeneous and heterogeneous ice nucleation processes. The experimental results have provided data for use in improving theoretical calculations of ice formation in cirrus clouds, parameterizing ice formation processes in numerical models of various scales, and giving inferences to ice formation in the real atmosphere.
The primary
technique we have used for investigating ice formation processes is the
continuous flow diffusion chamber (CFDC). This device
permits the exposure of aerosol particles, at relevant atmospheric sizes, to
constant conditions of temperature and relative humidity for a specified time. Ice
crystals nucleating on the aerosols are separately detected. A new continuous
flow ice thermal gradient diffusion (CFDC) chamber was constructed early in
this proposal work. The design incorporated advances used in a current aircraft
unit, described by Rogers et al. (2001), and the new CFDC was optimized for
operation to temperatures as low as -65°C. Systems were also designed for monodisperse aerosol particle generation and
characterization. Such studies inevitably also require information on particle water
uptake and so investigations have been performed using a humidified tandem
differential mobility analyzer (Brechtel and
Kreidenweis, 2000) and a cloud condensation nucleus counter.
Laboratory experiments were first designed to quantify homogeneous freezing nucleation of pure sulfate aerosol particles as a function of temperature (-40 to -65°C), relative humidity (RH), and the weight percent composition of solute in particles. Sulfate particles (H2SO4-H2O-(NH4)2SO4) comprise a significant part of upper tropospheric aerosols and are often speculated to be the particles on which most ice forms in cirrus clouds. First experiments examined the freezing conditions and rates of liquid and crystalline (or partially crystalline) forms of sulfates A particle preconditioning system was constructed to control the temperature and RH exposure of aerosol particles in order to fix the phase state of aerosols just prior to entry into the CFDC. Studies were later extended to examine freezing of pure dicarboxylic acid particles and then to mixtures of these with sulfate particles. New studies are beginning to investigate ice nucleation in other relevant organic and organo-sulfate aerosol particle systems.
Investigations of heterogeneous freezing nuclei initially focused on carbonaceous soot particles in association with other work funded during the late 1990’s by the NASA (Atmospheric Effects of Aviation Program). Our laboratory experiments were the first rigorous measurements of heterogeneous ice nucleation by aerosol particles made at temperatures below -40°C. Systems were designed to aerosolize commercial carbon powders and to generate and collect aerosol particles from the high temperature combustion of jet fuel. Commercial carbon particles were treated with sulfuric acid in varying amounts. The weight percent of H2SO4 deposited on the particles was estimated based on CCN measurements (static thermal gradient diffusion chamber) of the treated particles combined with Köhler theory. Black carbon particles were generated at sizes across the aerosol accumulation mode, while the combusted jet fuel aerosol particles were size-selected to be representative of the sizes of carbon-containing particles measured in aircraft exhaust trails. Later, investigations turned to heterogeneous nucleation by mineral dust surrogates. Most recently, we have begun to explore re-dispersed soil dust particles as heterogeneous ice nuclei.
A schematic of the generalized experimental system used in the various studies is shown in Figure 1.
Studies of homogeneous freezing of pure sulfate aerosol particles are presented in Chen et al. (2000). Binary H2SO4/H2O particles of sizes up to 0.1 mm require RH above about 90% with respect to water in order to dilute sufficiently to freeze at temperatures down to -60°C. Our experiments agreed with theoretical predictions that smaller particles freeze at the lowest temperatures and highest relative humidities. Results suggest that particles at sizes characteristic of the H2SO4 particles in commercial aircraft exhaust (<0.01mm) would not freeze until above 100% relative humidity. A best fit to the data suggests a supercooling, below the homogeneous freezing temperature of similar size pure water droplets, that scales by a factor of 1.98±0.26 times the melting point depression associated with the sulfuric acid solution droplet composition (i.e., weight % H2SO4). This result is in good agreement with studies of larger droplet freezing (Koop et al. 1998) and Fourier transform infrared spectroscopy (FTIR) studies of freezing of sulfuric acid drops in a chilled flow tube (e.g., Prenni et al. 2001a).
We have found that initially dry (NH4)2SO4 particles do not form ice until high relative humidities, approaching water saturation at upper tropospheric temperatures. Studies of aerosol response to increasing RH in these cases suggest a slower than expected dissolution and growth to equilibrium sizes at lower temperatures. For aerosol particles already in the liquid state, the freezing point depressions of the sulfate drops were below those of equivalent size pure water drops by as much as 1.75±0.35 times the melting point depression of bulk solutions. This result is reasonably consistent with flow tube studies reported by Prenni et al. (2001a) and studies of larger droplet freezing reported by Bertram et al. (2000), but is not in agreement with the behavior of sulfate particles found in some other FTIR studies (e.g., Cziczo and Abbatt, 1999) for reasons that are still not clear. Liquid ammonium bisulfate particles were found to freeze at temperatures of 1.41±0.36 times the melting point depression below the homogeneous freezing temperature of equivalent size pure water drops. The apparent preference for freezing in this state of ammoniation was not significant within measurement uncertainties.
The ice formation conditions of liquid sulfate aerosol particles were thus found to be rather similar and not distinguishable within measurement uncertainties (see Figure 2). The results imply that particle size may be a more important factor than the exact sulfate composition in determining the onset RH for cirrus formation. Koop et al. (2000) have speculated that the reason for this result is the singular dependence of homogeneous freezing on water activity. Any of the compositions investigated, can explain the higher ice supersaturations found to be required for forming some cirrus clouds (e.g., Heymsfield et al. 1998; Jensen et al. 2001). Nevertheless, homogeneous freezing of sulfates cannot explain the onset RH conditions of many other cirrus (same references). Other solute effects on freezing or heterogeneous nucleation must be invoked to explain those observations.
Initial studies of the effects of organic aerosol constituents on upper tropospheric ice formation focused on the impacts of dicarboxylic acids, representing a range of solubility characteristics. These compounds are present as constituents in tropospheric aerosols due primarily to photo-oxidation of olefins (or alkenes) emitted from natural plant matter and released in small quantities from automobile exhaust, wood smoke, and meat cooking. The results of studies of water uptake and ice formation (below -40°C) by pure adipic, succinic, oxalic, glutaric and malonic acid aerosol particles were described by Prenni et al. (2001b). Water uptake characteristics were determined using a humidified tandem differential mobility analyzer (HTDMA) system and cloud condensation nuclei counter (static thermal gradient diffusion chamber). Results were consistent with the limited previously published information, but represented the first study of the complete series of such organic acids. The HTDMA results gave new inferences to how such organics affect deliquescence, dilution and evaporation of solution droplets at relative humidities below water saturation. Such information is vital for understanding the effects of pure organic aerosols or organic components on ice formation mechanisms at upper tropospheric temperatures, where concentrated solution drops will freeze homogeneously and cirrus clouds form in water subsaturated conditions. For example, adipic acid shows virtually no water uptake to high relative humidities, so its action in coordinating water molecules into ice embryos must be very different than for soluble species. Interestingly, adipic acid was the most active of the series in catalyzing ice formation at low temperatures, probably via a heterogeneous deposition nucleation mechanism. For the more soluble acids (glutaric, oxalic), comparison of observed water uptake to predictions of a thermodynamic (phase equilibria) model for organic aerosols demonstrated that most retained water more effectively than sulfates during evaporation. This indicates a potential role of organic components in keeping aerosols in a liquid phase state in the upper troposphere.
Homogeneous freezing of the more soluble pure dicarboxylic aerosol particles, while similar in form to results for liquid sulfate aerosol particles, was determined by Prenni et al. (2001b) to be not as effective (offset to lower temperatures and higher relative humidities) as for sulfates. More recent experiments (Brooks et al., 2004b) have now elucidated the role of aerosol phase state and size effects to liquid particle freezing in accounting for those first results. When a liquid phase state was clearly maintained for mixtures with the more soluble organic acids, no quantitative differences in freezing conditions were discerned for any mixture compared to pure ammonium sulfate (see Figure 3). Using a new theoretical/experimental method our group has now developed for inferring both water activity and surface tension dependence on composition from HTDMA and CCN activity results (Kreidenweis et al. 2004; Koehler et al. 2004), we find that the freezing conditions are generally as predicted by the water activity based homogeneous freezing theory of Koop et al. (2000). At present, we have reported these results only at the Fall 2003 AGU meeting and are preparing them for formal publication.
Recent studies have begun to investigate the water uptake and ice nucleating ability of other important classes of organic compounds such as humic and fulvic acids (Brooks et al. 2004a). Humic-like substances have been shown to represent a large fraction of the water-soluble organic component of atmospheric aerosols (Decesari, et al., 2001). Our preliminary studies show that the water uptake varies greatly with the source location and method of isolating the humic matrix from samples. However, in most cases very little water is taken up, indicating that the presence of humic material in atmospheric particles will reduce the water uptake, relative to pure ammonium sulfate particles of the same size. These substances also appear to be surface-active in liquid aerosols and so may affect homogeneous freezing of aerosols quite differently than dicarboxylic acids. They may influence homogeneous freezing if it preferentially occurs near the surface of drops (e.g., Tabazadeh et al. 2002) and they appear to strongly alter surface tension (Brooks et al. 2004c) as well as water activity and thereby affect droplet composition in a manner that will alter freezing rates. Again, the combination of a means for deriving both the water activity and surface tension of organic solutions and mixtures with sulfates from HTDMA and CCN data (Kreidenweis et al., 2004; Koehler et al. 2004) with a homogeneous freezing model (e.g., Koop et al. 2000) provides a means of predicting expected homogeneous freezing effects. In the case of solutions containing humic substances, lowered liquid/air surface tensions dominate over reductions in water uptake and lead to predictions of somewhat earlier onset freezing of solutions. We hope to perform new studies to measure freezing rates of humic mixtures and compare these to predictions in a follow on program.
There is ample motivation to continue to investigate organic aerosol effects on cirrus formation and atmospheric ice formation in general. DeMott et al. (2003) describe the association of homogeneous freezing inhibition with the presence of high organic content in aerosols at a high altitude laboratory sampling site. Additionally, Cziczo et al. (2004a) now note the preferential fractionation of aerosols with higher organic content into the interstitial aerosol population within cirrus clouds. Cziczo et al. (2004b) provide additional new results for organic impacts on cirrus formation and note that the mechanism and/or interfering components have not been identified.
Commercial black carbon aerosol particles at sub-micron sizes displayed ice-forming ability at upper tropospheric temperatures in the CFDC even without H2SO4 uptake, apparently reflecting the operation of a deposition/sorption ice nucleation mechanism on hydrophobic soot. Multi-layer coatings of H2SO4 on particles led to onset conditions for ice formation that could only be explained by a heterogeneous freezing process. These onset conditions trend with those inferred for continental cirrus by Heymsfield and Miloshevich (1995). Other results and implications for cirrus and contrail formation are described in DeMott et al. (1999).
CCN supersaturation
spectra measurements for 0.05 mm
combusted jet fuel aerosol particles suggested that these particles contained
around 10% soluble mass. Other experiments indicated that the soluble component
was probably acidic sulfate, although condensed organic compounds may also have
been present in aerosols. Unlike the studies on the coated black carbon
particles, the smaller combustion particles did not show evidence of being
active heterogeneous ice nuclei in cirrus conditions (see attached Figure 2). The results were most consistent with
homogeneous freezing of the liquid component of the particles, assuming this
was sulfuric acid. The implication for aircraft contrail formation is that
exhaust particles containing insoluble cores are probably the first to catalyze
ice formation, but still require RH near water saturation to do so. These
results suggest a negligible effect of exhaust aerosols on cirrus clouds in
aircraft corridors in comparison to background sulfates. The potentially higher
ice nucleation efficiency of larger exhaust residues that result from ice
contrail persistence and processing remains to be investigated.
We have conducted
studies of heterogeneous ice nucleation by dust-like particulates in cirrus
conditions. The M.S. studies of Cassie Archuleta (2003), soon to be submitted
as a refereed publication (Archuleta et al. 2004), examined heterogeneous ice
nucleation by manufactured metal oxide and alumina-silicate particles in cirrus
conditions. These particles were studied in their pure state and after
condensing sulfuric acid coatings. Additionally, a sample of dust from
-
CFDC results at
temperatures down to -60°C indicate that relatively pure mineral oxide
particles larger than about 100 nm nucleate ice via a deposition or sorption
nucleation process at lower relative humidity than required to homogeneously
freeze sulfuric acid drops of the same size (see Figure 4).
The relative efficiency of ice formation increases at larger particle sizes.
Most dust aerosols of this type will reside in the natural aerosol accumulation
mode between 0.1 and 1mm sizes, so when such relatively pure mineral dusts
are present at cirrus levels they could control the conditions of cirrus
formation.
-
Coating these
same particles with sulfuric acid to support a condensation freezing mechanism
did not usually result in more effective ice formation. We found that modified
homogeneous freezing parameterizations may work quite well for quantifying ice
formation by the coated mineral dust surrogates in numerical models.
-
Natural mineral
dust particles obtained from dispersion of the reference Asian dust sample were
very effective deposition/sorption ice nuclei. Particles of 200 nm size
activated heterogeneous ice formation at an ice relative humidity of around
133%, irrespective of temperature (see Figure 5).
Very recently we have begun to explore ice nucleation
by other natural dust samples. Kirsten Koehler (M.S. candidate) has been
studying water uptake and ice nucleation by selected dust particle samples from
the
Preliminary experiments were done during the no-cost extension period to investigate the ice nucleation behavior of aerosol particles produced from biomass combustion. Short burns of different types of fuels were done within a large storage vessel and aerosol particles were selected by a DMA for CFDC processing to measure ice formation at temperatures below -35˚C. Certain grasses appear to be sources of more effective heterogeneous ice nuclei than burned wood. While the ice nucleation active fraction of the total particle number may be only 0.1% or less, the high concentrations of smoke particles lofted from fires could result in a large regional source of ice nuclei to cirrus levels. Other preliminary inferences were that increasing age of smoke and higher sample relative humidity are associated with decreased ice nucleation activity for all fuel types examined. These preliminary results were reported at the AGU Fall conference (Prenni, A.J., P.J. DeMott, and S.M. Kreidenweis, Biomass burning particles as potential ice nuclei, Eos. Trans. AGU, 84(46) Fall Meet. Suppl., Abstract A22B-1066, 2003). We plan to pursue additional studies through a new proposal.
Collaboration was fostered early in this study with Dr. Daniel
Murphy and colleagues of the NOAA Aeronomy
Laboratory’s (
Results from the laboratory studies have provided guidance for sensitivity simulations done as part of the Cirrus Cloud Parcel Modeling Project of the GEWEX Cloud Systems Studies Working Group II.
We have also recently joined in planning efforts for a
proposed NSF Science and
Archuleta, C.M., 2003: Ice nucleation by surrogates for
atmospheric mineral dust and mineral dust/sulfate particles at cirrus
temperatures. M.S. Thesis,
Brechtel, F., and S.M. Kreidenweis, 2000: Predicting
particle critical supersaturation from hygroscopic
growth measurements in the humidified TDMA. Part II. J. Atmos.
Sci., 57, 1872-1887.
Bertram, A.K.,T. Koop, L.T. Molina, and M.J. Molina, 2000: Ice formation
in (NH4)2SO4-H2O particles. J.
Phys. Chem. A., 104, 584-588.
Chelf, J.H., and S.T. Martin, 1999: Laboratory measurements of H2O vapor pressures and equilibrium freezing temperature of aqueous NH4HSO4 solution from -30°C to 20°C, Geophys. Res. Lett., 26, 2391-2394.
Chen, Y., P.J. DeMott, S.M. Kreidenweis, D.C. Rogers and D. Eli Sherman, 2000: Ice formation by sulfate and sulfuric acid aerosol particles under uppertropospheric conditions, J. Atmos. Sci., 57, 3752-3766.
Chen, Y., S.M. Kreidenweis, L.M. McInnes, D.C. Rogers and P.J. DeMott, 1998: Single particle analyses of ice nucleating particles in the upper troposphere and lower stratosphere, Geophys. Res. Lett., 25, 1391-1394.
Clegg, S.L., P. Brimblecombe and A.S. Wexler, 1998: A thermodynamic model of the system H+-NH4+-SO42--NO3--H2O at tropospheric temperatures. J. Phys. Chem., 103, 2137-2154.
Cziczo, D.J., D.M. Murphy, P.K.
Hudson, and D.S. Thomson, 2004a: Single Particle Measurements
of the Chemical Composition of Cirrus Ice Residue During
CRYSTAL-FACE. J. Geophys. Res. (in press).
Cziczo, D.J., P.J. DeMott, S.D. Brooks, A.J. Prenni, D.S. Thomson, S.M. Kreidenweis, and D.M. Murphy, 2004b: Observations of organic species and atmospheric ice formation. Submitted to Nature.
Cziczo, D.J., P.J. DeMott, C.
Brock, P.K. Hudson, B. Jesse, S.M. Kreidenweis, A.J. Prenni, J. Schreiner, D.S.
Thomson, and D.M. Murphy, 2003: A Method for Single Particle Mass Spectroscopy of
Ice Nuclei. Aerosol Sci.
and Technol., 37, 460-470.
Cziczo, D.J. and J.P.D. Abbatt,
1999: Deliquescence, efflorescence and supercooling
of ammonium sulfate aerosols at low temperature: Implications for cirrus cloud
formation and aerosol phase in the atmosphere. J. Geophys.
Res., 104, 13781-13790.
DeMott, P.J D.J. Cziczo, A.J. Prenni, D.M. Murphy, S.M. Kreidenweis, D.S.
Thomson, R. Borys, and D.C. Rogers, 2003:
Measurements of the concentration and composition of nuclei for cirrus
formation. Proc. Natnl. Acad. Sci. , 100, No. 25, 14655-14660.
DeMott, P.J., 2002: Laboratory
studies of cirrus cloud processes, Chapter 5 in Cirrus, D.K. Lynch, K. Sassen, D.O.C Starr, G. Stephens Eds.,
Oxford University Press,
DeMott, P.J., 2001: Laboratory studies of cirrus cloud
processes, In Cirrus, David K. Lynch, Ed., Oxford University Press,
DeMott, P.J., Y. Chen, S.M. Kreidenweis, D.C. Rogers and D. Eli Sherman, 1999: Ice formation by black carbon particles, Geophys. Res. Lett., 26, 2429-2432.
Decesari, S., M.C. Facchini, E. Matta, F. Lettini, M. Mircea, S. Fuzzi, E. Tagliavini and J.P. Putand, 2001. Chemical features and seasonal variation of
fine aerosol water-soluble organic compounds in the Po Valley, Atmos. Envron., 35, 3691-3699.
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52, 4302-4326, 1995.
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C. Twohy, G. Sachse and
Jensen, E.J., O.B. Toon, S.A. Vay, J. Ovarlez, R. May, T.P. Bui, C.H. Twohy, B.W. Gandrud, R.F. Pueschel, and U. Schumann, 2001: Prevalence of ice-supersaturation regions in the upper troposphere: Implications for optically thin ice cloud formation. J. Geophys. Res., 106, 17253-17266.
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Cloud condensation activity of atmospheric aerosols. Part II: Application to
organic species. In preparation for submission to Atmospheric Chemistry and Physics.
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T., H.P. Ng, L.T. Molina, and M.J. Molina, 1998: A new optical technique to
study aerosol phase transitions: The nucleation of ice from H2SO4
aerosols, J. Phys. Chem. A, 102, 8924-8931.
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Cloud condensation activity of atmospheric aerosols. Part I: Water activity
estimates from hygroscopicity data. In preparation for submission to Atmospheric Chemistry and Physics.
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Water uptake of internally mixed particles containing ammonium sulfate and dicarboxylic acids. Atmos.
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Wise,
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Figure
1. Schematic
of particle generation and experimental systems used in this study.
Solutes or agitated suspensions of sulfates, dicarboxylic
acids, carbonaceous particles, nanosized-powders of
metal oxides, or natural dust samples were atomized to produce particles.
Carbonaceous and metal oxide particles were either sent directly to measurement
instruments or first via a pathway (temperature controlled flow tube or
“coater”) where H2SO4 coatings were induced.
Combusted jet fuel particles, produced at high temperature with a camp stove system,
were stored in a large metal bin outside the laboratory and sampled over a
two-hour period. Aerosol particles are size selected with a differential
mobility analyzer (DMA), measured for concentration by a condensation nucleus
counter (CNC), measured for CCN activity with a thermal gradient diffusion
chamber (TGDC) and thermodynamically preconditioned prior to ice nucleus
measurement in a continuous flow diffusion chamber (CFDC).

Figure 2. Average
relative humidity (RHice: w.r.t. ice, RHw: w.r.t. water) and temperature conditions at which 1% of
different aerosol particle types were observed to form ice in the CFDC
residence time (~12 s). Results for homogeneous freezing of sulfates are from
Chen et al. (2000). Results for coated black carbon are from DeMott et al.
(1999). Results for particles from combustion of jet-A fuel are unpublished.

Figure 3 Relative humidity and temperature
conditions for ice formation (1% activation in 10 s) by 100 nm (at 5% RH) malonic cid aerosols compared to the homogeneous freezing
conditions of 100 nm (at 5% RH) liquid ammonium sulfate particles in the CSU CFDC
instrument. Strongly drying the malonic acid
particles can affect their phase state (e.g., causing crystallization or
partial crystallization), leading to a slight offset in ice formation toward
higher ice supersaturation as found previously for
sulfate particles by Chen et al. (2000).
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|
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Figure 4. Left panel: The
relative humidity and temperature conditions for ice formation on 1% of
untreated hematite (iron oxide) particles of different sizes in the CFDC
residence time compared to the required conditions for freezing, homogeneously,
the same proportion and sizes of pure sulfuric acid aerosol particles (colored
curves). Sulfuric acid freezing conditions are based on Chen et al. (2000).
Right panel: Conditions required for freezing 1% of hematite particles of
different sizes coated by ~4 weight % sulfuric acid as
compared to the homogeneous freezing conditions of the diluted acid coating on
the particles (again, based on Chen et al. 2000).

Figure
5. The relative humidity and temperature conditions for ice formation on
1% (during CFDC residence time) of size-selected populations of dust particles
from a Chinese desert dust sample, similar in composition to airborne Asian (kosa) dust. Particles were atomized from water suspensions
and strongly dried prior to ice nuclei processing in the CFDC. TEM
micrographs of two particles are shown at right.